United States v. Youla

Court Case Details
Court Case Opinion

Filed February 23, 2001


NO. 99-5151




Mohamed Youla,

On Appeal From the United States District Court
For the District of Delaware
(D.C. Crim. No. 98-cr-00106)
District Judge: Honorable Murray M. Schwartz

Submitted Under Third Circuit LAR 34.1(a)
September 13, 2000

Before: BECKER, Chief Judge, NYGAARD
and AMBRO, Circuit Judges

(Filed February 23, 2001)

Randall D. Unger
Suite 2702
125 Queens Boulevard
Kew Gardens, NY 11415

Attorney for Appellant
Mohamed Youla

Mohamed Youla
Reg. No. 44304-054
LSCI Allenwood
P.O. Box 1000
White Deer, PA 17887

Appellant, Pro Se

Edmond Falgowski
Office of the United States Attorney
1201 Market Street
P.O. Box 2046, Suite 1100
Wilmington, DE 19899-2046

Attorney for Appellee
United States of America


AMBRO, Circuit Judge.


Appellant-defendant Mohamed Youla ("Y oula") pled guilty
to count three of a four-count indictment, charging him
with falsely representing a Social Security number to be his
own for the purpose of defrauding MBNA America Bank,
National Association ("MBNA"), in violation of 42 U.S.C.
S 408(a)(7)(B), and 18 U.S.C. S 2. Y oula was sentenced to
thirty-three months imprisonment, a $6000 fine, a $100
assessment, and a three year term of supervised release.
He argues on appeal that the District Court for the District
of Delaware erred in accepting his plea, in its calculation of
the intended loss as $400,000, and in its four -level
sentencing increase for his leadership r ole in criminal
activity that involved five or more participants. Youla's
counsel filed a brief in accordance with Anders v.
California, 386 U.S. 738 (1967), asserting that Youla's
appeal raises no nonfrivolous issues. After r eviewing
counsel's Anders brief, we are not persuaded. Finding
arguable merit to the appeal, we shall dischar ge current
counsel, appoint substitute counsel, restor e the case to the


calendar, and order supplemental briefing in accordance
with this opinion.


In February 1998, Youla and Sidiky Mara ("Mara") met
with an FBI cooperating witness, known to them as Moe, to
buy credit cards in a financial fraud scheme. Moe
purported to have a cousin who worked for MBNA, a
national banking association, and who could secur e credit
cards without going through the pr oper application
procedures. In exchange for twenty cr edit cards, each with
a credit limit of $50,000, Youla and Mara were to pay Moe
$20,000. During meetings with Moe, Youla intr oduced Jibril
Koita and Eric Washington into the scheme to defraud

While small withdrawals on the cards could be made at
an automated teller machine ("ATM"), in order to obtain
larger cash advances the recipients would need appropriate
identification, including Social Security numbers and
addresses. Youla and Mara provided Moe with twenty
names and Social Security numbers, several of the names
and eight of the numbers being false. With this information,
MBNA investigators and the FBI opened twenty cr edit card
accounts with a $50,000 credit limit for each.

On February 26, 1998, Youla and Mara dr ove from New
York City to Wilmington, Delawar e according to plan. Youla,
Mara, and Moe met with an undercover FBI agent posing as
Moe's cousin, who showed them twenty credit car ds. Youla
and Mara tested one of the cards by withdrawing $500 from
a nearby ATM. Satisfied that the cards were activated, the
two were to return to Wilmington the next day with
$20,000 for the credit cards.

After the FBI agent left, Mara confided in Moe that he
had secretly kept the cardboard flyer attached to the credit
card, which displayed the card number . Mara and Youla
subsequently left Moe, and Moe then reported the theft to
MBNA whereupon the card was immediately deactivated.
Meanwhile, Youla and Mara attempted to use the card, only
to learn that it had been deactivated. Suspecting that Moe
was involved with law enforcement, Youla and Mara did not


return to Wilmington the next day. Over the next eleven
days, MBNA received numerous phone calls from
individuals who gave names from the list Y oula and Mara
provided Moe, all claiming that their car ds were lost or
stolen. MBNA determined that most of the calls were
fraudulent, but did send out three replacement cards. One
replacement card was sent to Eric W ashington, but this
card was never activated after MBNA deter mined that the
account was fraudulent. The other two replacement cards
went to a Sidiky Mala,1 and wer e subsequently deactivated
after MBNA investigated a $1.00 purchase r ecorded at a
gas station. In sum, a total of $501 was withdrawn or spent
on the credit accounts.

On October 13, 1998, a grand jury for the District of
Delaware handed down a four count indictment charging
Youla with bank fraud in violation of 18 U.S.C. S 1344
(Count One), conspiracy to commit bank fraud in violation
of 18 U.S.C. S 371 (Count Two), and use of a false Social
Security number
in violation of 42 U.S.C. S 408 (Counts
Three and Four).

On November 25, 1998, Youla appeared with counsel in
the District Court for the purpose of entering a guilty plea
to Count Two of the indictment -- conspiracy to commit
bank fraud. The District Court refused to accept the plea
because during a colloquy Youla denied an intent to
defraud MBNA.

On December 4, 1998, Youla again appear ed with
counsel in District Court for the purpose of entering a
guilty plea. Pursuant to a plea agreement, Y oula entered a
guilty plea to Count Three of the indictment charging
fraudulent use of a Social Security number to open a credit
card account. The District Court entered into a lengthy
colloquy with Youla to ensure that he understood the
charge to which he was pleading guilty, and to ensure that
the plea was being entered voluntarily.

Satisfied that Youla understood his Constitutional rights
and that his decision to plead guilty was knowing and

1. Mara had given the alias of "Sidiky Mala" to obtain credit cards for


voluntary, the District Court accepted the plea, and
sentenced Youla on February 26, 1999 to a ter m of thirty-
three months imprisonment, a $6000 fine, a $100
assessment, and a three year term of supervised release. In
arriving at this sentence, the District Court set the base
offense level at six in accordance withS 2F1.1(a) of the U.S.
Sentencing Guidelines Manual ("Sentencing Guidelines"). To
that, the District Court added nine levels for the highest
possible intended loss amount of $400,000 in accor dance
with S 2F1.1(b)(1)(J) of the Sentencing Guidelines, which
represents the number of false Social Security numbers
given to secure eight credit cards, each with a credit limit
of $50,000. In addition, the District Court added two levels
for more than minimal planning in accor dance with
S 2F1.1(b)(2)(A) of the Sentencing Guidelines and four levels
for being an organizer and leader of criminal activity that
involved five or more participants underS 3B1.1 of the
Sentencing Guidelines. Finally, the District Court
subtracted three levels for acceptance of r esponsibility
under S 3E1.1(a) and (b) of the Sentencing Guidelines, and
calculated the total adjusted offense level as eighteen.


A case such as this presents counsel with the competing
interests of zealous advocacy for one's client, and the
proscription against pressing frivolous ar guments to the
court. In Anders, the Supreme Court established guidelines
for a lawyer seeking to withdraw from a case when the
indigent criminal defendant he represents wishes to pursue
frivolous arguments on appeal. Presenting what amounts to
a no-merit letter devoid of analysis will not suffice. Id. at

Counsel should, and can with honor and without
conflict, be of more assistance to his client and to the
court. His role as advocate requir es that he support his
client's appeal to the best of his ability. Of course, if
counsel finds his case to be wholly frivolous, after a
conscientious examination of it, he should so advise
the court and request permission to withdraw. That
request must, however, be accompanied by a brief


referring to anything in the recor d that might arguably
support the appeal.

Id. at 744. Such "conscientious examination" is grounded
in the Constitutional requirement of substantial equality
and fair process, which the Court notes "can only be
attained where counsel acts in the role of an active
advocate in behalf of his client, as opposed to that of
amicus curiae." Id.; see also Griffin v. Illinois, 351 U.S. 12,
20 (1956) (stating that equal justice demands that destitute
defendants be afforded adequate appellate review).

This Court's role is then to decide whether the case is
wholly frivolous. If so, the Court can grant counsel's motion
to withdraw and dismiss the appeal under federal law, or
proceed to a decision on the merits if state law so requires.
Anders, 386 U.S. at 744. "On the other hand, if it finds any
of the legal points arguable on their merits (and therefore
not frivolous) it must, prior to decision, af ford the indigent
the assistance of counsel to argue the appeal." Id. The
Supreme Court recently explained in Smith v. Robbins, 120
S. Ct. 746, 753 (2000), that the Anders guidelines are only
suggestive, not prescriptive. See also United States v.
Marvin, 211 F.3d 778, 779 (3d Cir . 2000).

Third Circuit Local Appellate Rule 109.2(a) reflects the
guidelines the Supreme Court promulgated in Anders to
assure that indigent clients receive adequate and fair

Where, upon review of the district court record, trial
counsel is persuaded that the appeal presents no issue
of even arguable merit, trial counsel mayfile a motion
to withdraw and supporting brief pursuant to Anders v.
California, 386 U.S. 738 (1967), which shall be served
upon the appellant and the United States. The United
States shall file a brief in response. Appellant may also
file a brief in response pro se. After all briefs have been
filed, the clerk will refer the case to a merits panel. If
the panel agrees that the appeal is without merit, it will
grant trial counsel's Anders motion, and dispose of the
appeal without appointing new counsel. If the panel
finds arguable merit to the appeal, it will discharge
current counsel, appoint substitute counsel, r estore


the case to the calendar, and order supplemental

Third Circuit L.A.R. 109.2(a).

The Court's inquiry when counsel submits an Anders
brief is thus twofold: (1) whether counsel adequately
fulfilled the rule's requirements; and (2) whether an
independent review of the record pr esents any nonfrivolous
issues. Marvin, 211 F.3d at 780 (citing United States v.
Tabb, 125 F.3d 583 (7th Cir. 1997); and Wagner v. United
States, 103 F.3d 551 (7th Cir 1996)). This Court, following
the Seventh Circuit's analysis in T abb, established the first
inquiry as dispositive: "except in those cases in which
frivolousness is patent, we will reject briefs . . . in which
counsel argue the purportedly frivolous issues aggressively
without explaining the faults in the arguments, as well as
those where we are not satisfied that counsel adequately
attempted to uncover the best arguments for his or her
client." Marvin, 211 F.3d at 781. In this case, we reject the
Anders brief for the latter reason.

A. Adequacy of Counsel's Anders Brief

The duties of counsel when preparing an Anders brief are
(1) to satisfy the court that counsel has thor oughly
examined the record in search of appealable issues, and (2)
to explain why the issues are frivolous. Marvin, 211 F.3d at
780 (citing Tabb, 125 F.3d at 585, 586). Counsel need not
raise and reject every possible claim. However , at a
minimum, he or she must meet the "conscientious
examination" standard set forth in Anders. Id.

In his Anders brief before this Court, counsel's analysis
of the merits of the potential appealable issues constituted
two pages. With regard to sentencing, counsel's
examination cites no case law, and is limited to the

The sentence imposed upon the appellant also
appears to have been without legal error . Based upon
the calculation that the applicable base offense level
was 18, with a criminal history category I, the
imposition of a sentence of imprisonment of 33 months


fell within the applicable guideline range. Thus, there
is simply no basis for concluding that the District
Court's sentencing decision constituted an abuse of

Appellant's Br. Pursuant to Anders v. California at 4.
Counsel fails to mention that the Presentence Investigation
Report ("PIR") recommended an adjusted of fense level of
sixteen, nor does he explain the discrepancy between the
District Court's calculation and the PIR. Mor eover, counsel
does not examine the factual or legal bases for the three
upward adjustments of fifteen levels that the District Court
made in determining Youla's sentence. The result was an
increase in the guideline range of twenty-one to twenty-
seven months recommended in the PIR to a range of
twenty-seven to thirty-three months, and a sentence at the
top of the latter range.

In sharp contrast, Youla's twenty-six page pro se brief
presents three issues for appeal, two alleging errors in the
District Court's application of the Sentencing Guidelines.
While the length of a brief does not necessarily determine
the merit of its arguments, we do not believe that Youla's
counsel "mention[s] all the issues raised by his client and
assure[s] us that he has consider ed them and found them
patently without merit." Marvin, 211 F .3d at 781. Moreover,
Youla's counsel has not specifically set forth why he
abandoned any sentencing objections, particularly those
that Youla argues in his pr o se brief. In sum, as in Marvin,
"[c]ounsel simply has not provided sufficient indicia that he
thoroughly searched the recor d and the law in service of his
client so that we might confidently consider only those
objections raised." Id. Therefor e, we reject the Anders brief
as inadequate.

B. Arguable Merits to the Appeal

The Seventh Circuit in Wagner clarified the standard for
determining whether to accept counsel's statement, via an
Anders motion and brief, that there ar e no nonfrivolous
grounds for appeal. Specifically, the Court considered how
deeply the appellate courts must explore the r ecord to
determine whether to grant the motion. See Wagner, 103


F.3d at 552. The Wagner court rejected a complete scouring
of the record by the courts and identification of the issues
for the defendant -- effectively serving as his lawyer -- for
while in some cases it may help the defendant, in others it
may hurt him. See id. Where the Anders brief initially
appears adequate on its face, the proper course"is for the
appellate court to be guided in reviewing the r ecord by the
Anders brief itself." Id. at 553. However, that is not the
status of the brief here.

Although the Anders brief does not assist us, we note
that Youla's pro se brief does provide this Court with some
guidance concerning the issues he wishes to raise on
appeal. Although not the brief of counsel, we find that it
"explains the nature of the case and . . . discusses the
issues that the type of case might be expected to involve."
In such a circumstance, we extrapolate fr om Wagner's
recommendation that we confine our scrutiny to those
portions of the record identified by an adequate Anders
brief, see id., so that our examination of the record is
informed by those issues raised in Appellant's pro se brief.

An appeal on a matter of law is frivolous wher e "[none] of
the legal points [are] arguable on their merits." Neitzke v.
Williams, 490 U.S. 319, 325 (1989) (citing Anders, 386 U.S.
at 744). After examining the record, wefind that Youla has
raised a nonfrivolous issue with respect to his sentencing,
particularly whether the District Court corr ectly determined
the intended loss at $400,000 based the credit limit of eight
credit cards.2 When applying S 2F1.1 of the Sentencing
Guidelines, courts are bound by the Commentary thereto.
See United States v. Geevers, 226 F.3d 186, 189 (3d Cir.
2000) (citing Stinson v. United States, 508 U.S. 36, 38
(1993)). Application Note 8 of the corresponding
Commentary provides in relevant part:

2. With respect to the remaining arguments advanced by Youla, namely
that the District Court erred in allowing Y oula to plead guilty and in
finding that Youla's offense level should be increased four levels
pursuant to S 3B1.1 of the Sentencing Guidelines for his being an
organizer or leader of criminal activity involving five or more
we agree with counsel's Anders brief that they represent frivolous issues
without arguable merit.


Consistent with the provisions of S 2X1.1 (Attempt,
Solicitation, or Conspiracy), if an intended loss that the
defendant was attempting to inflict can be deter mined,
this figure will be used if it is greater than the actual

Sentencing Guidelines S 2F1.1, cmt. n.8 (1998). In S 2X1.1,
judges are instructed to calculate the of fense level for an
attempted offense by taking the number for the completed
offense and subtracting three. These sections might be
applied to credit card fraud in the following way: if the
court determines that the defendant intended to use the
stolen credit cards to their maximum limits but did not do
so, the sum of those credit limits is plugged into
S 2F1.1(b)(1) to determine the level that would apply if the
crime had been completed, and then three is subtracted
from this number per S 2X1.1.3 See United States v. Tobi,
No. 91-3662, 1992 WL 78109 (6th Cir. Apr . 17, 1992);
United States v. Derryberry, Nos. 90-6563, 91-5005, 1991
WL 224061 (6th Cir. Oct. 29, 1991). W e believe that, in
light of the Commentary's reference toS 2X1.1, there is
arguable merit to Youla's sentencing claim.

Where counsel's brief is inadequate, the Seventh Circuit
recommends denying the Anders motion and either
directing counsel to file a new brief or discharging counsel
and appointing a new lawyer for the defendant. See
Wagner, 103 F.3d at 553. Our Local Appellate Rule 109.2(a)
directs us to the second course -- we dischar ge current
counsel when we find arguable merit to the appeal.

For the foregoing reasons, we reject the Anders brief filed
by counsel in this case. The motion of counsel for leave to
withdraw will be granted. See United States v. Orozco, 98
F.3d 105, 106, n.2 (3d Cir. 1996) (granting counsel's Anders

3. For example, S 2X1.1(b)(1) provides with respect to an attempted

If an attempt, decrease by 3 levels, unless the defendant completed
all the acts the defendant believed necessary for successful
completion of the substantive offense or the circumstances
demonstrate that the defendant was about to complete all such acts
but for apprehension or interruption by some similar event beyond
the defendant's control.


motion to withdraw where the brief was inadequate, and
appointing new appellate counsel to examine the
nonfrivolous issue). In accordance with our Local Appellate
Rule 109.2(a), we shall order the Clerk to discharge current
counsel, appoint substitute counsel, restor e the case to the
calendar, and fix a subsequent briefing schedule.

A True Copy:

Clerk of the United States Court of Appeals
for the Third Circuit